CJEU - C-31/09 Nawras Bolbol v Hungary

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Country of Applicant: 
Palestinian Territory
Date of Decision: 
17-06-2010
Citation: 
C-31/09
Court Name: 
Grand Chamber of the CJEU
Relevant Legislative Provisions: 
Headnote: 

For the purposes of the first sentence of Article 12(1)(a) of Directive 2004/83, a person receives protection or assistance from an agency of the United Nations other than UNHCR when that person has actually availed himself of that protection or assistance.

Article 1D of the Geneva Convention relating to the Status of Refugees, to which Article 12(1)(a) of the Directive refers, merely excludes from the scope of that Convention those persons who are at present receiving protection or assistance from an organ or agency of the United Nations other than UNHCR. It follows from the clear wording of Article 1D of the Geneva Convention that only those persons who have actually availed themselves of the assistance provided by UNRWA come within the clause excluding refugee status set out therein, which must, as such, be construed narrowly and cannot therefore also cover persons who are or have been eligible to receive protection or assistance from that agency.

Facts: 

Ms Bolbol, a Palestinian stateless person, arrived in Hungary in 2007 from the Gaza Strip. There, she subsequently obtained a residence permit from the immigration authority. On 21 June 2007 she submitted an application for asylum to the Hungarian immigration authority, invoking the unsafe situation in the Gaza Strip caused by the daily clashes between Fatah and Hamas. The authority rejected her application since she did not leave her country of origin owing to persecution for reasons of race, religion, nationality or because of political persecution. Ms Bolbol challenged this decision, pointing out that, as a displaced Palestinian, she was entitled to the special protection provided for in Article 1D of the Geneva Convention, referred to by the provisions of Article 12(1)(a) of Council Directive 2004/83/EC, which establishes the regime applicable in the Union to refugees and other persons requiring international protection. Under this Article, persons who have received protection from an organ or agency such as the United Nations Agency for Palestine Refugees (UNRWA) but for whom this protection has ceased without their position being definitively settled are ipso facto entitled to protection under the Convention. The Fővárosi Bíróság (Budapest Metropolitan Court) decided to stay the proceedings and refer the following questions to the Court for a preliminary ruling:

‘For the purposes of Article 12(1)(a) of Council Directive 2004/83/EC:

1. Must someone be regarded as a person receiving the protection and assistance of a United Nations agency merely by virtue of the fact that he is entitled to assistance or protection or is it also necessary for him actually to avail himself of that protection or assistance?

2. Does cessation of the agency’s protection or assistance mean residence outside the agency’s area of operations, cessation of the agency and cessation of the possibility of receiving the agency’s protection or assistance or, possibly, an objective obstacle such that the person entitled thereto is unable to avail himself of that protection or assistance?

3. Do the benefits of the Directive mean recognition as a refugee, or either of the two forms of protection covered by the Directive (recognition as a refugee and the grant of subsidiary protection), according to the choice made by the Member State, or, possibly, [does it mean] neither automatically but merely [lead to] inclusion [of the person concerned within] the scope ratione personae of the Directive?’

Decision & Reasoning: 

The Geneva Convention constitutes the cornerstone of the international legal regime for the protection of refugees and the provisions of the Directive for determining who qualifies for refugee status and the content thereof were adopted to guide the competent authorities of the Member States in the application of that Convention on the basis of common concepts and criteria (see Joined Cases C‑175/08, C‑176/08, C‑178/08 and C‑179/08 Salahadin Abdulla and Others [2010] ECR I-0000, paragraph 52).

The provisions of the Directive must for that reason be interpreted in the light of its general scheme and purpose, while respecting the Geneva Convention and the other relevant treaties. Those provisions must be interpreted in a manner which respects the fundamental rights and the principles recognised in particular by the Charter of Fundamental Rights of the European Union (Salahadin Abdulla and Others, paragraphs 53 and 54).

The first question

By its first question, the referring court asks whether, for the purposes of the first sentence of Article 12(1)(a) of the Directive, a person receives protection and assistance from an agency of the United Nations other than UNHCR by virtue of the mere fact that that person is entitled to that protection or assistance, or must that person have availed himself of that protection or assistance.

UNRWA constitutes one of the organs or agencies of the United Nations other than UNHCR which are referred to in Article 12(1)(a) of the Directive and in Article 1D of the Geneva Convention. As the Advocate General observes, it is clear from UNRWA’s ‘Consolidated Eligibility and Registration Instructions’ (‘CERI’) – the currently applicable version of which was adopted during 2009 – that while the term ‘Palestine Refugee’ applies, for UNRWA’s purposes, to ‘persons whose normal place of residence was Palestine during the period 1 June 1946 to 15 May 1948 and who lost both home and means of livelihood as a result of the 1948 conflict’, other persons are also eligible to receive protection or assistance from UNRWA. They include ‘non-registered persons displaced as a result of the 1967 and subsequent hostilities’.

It cannot be ruled out a priori that a person such as Ms Bolbol, who is not registered with UNRWA, could nevertheless be among those persons coming within Article 1D of the Geneva Convention and, therefore, within the first sentence of Article 12(1)(a) of the Directive. The Geneva Convention, in its original 1951 version, was amended by the Protocol on the Status of Refugees of 31 January 1967 specifically to allow the interpretation of that Convention to adapt and to allow account to be taken of new categories of refugees, other than those who became refugees as a result of ‘events occurring before 1 January 1951’.

In order to determine whether a person such as Ms Bolbol comes within a situation envisaged by the first sentence of Article 12(1)(a) of the Directive, it must be ascertained whether it suffices that such a person is eligible to receive the assistance provided by UNRWA or whether it must be established that he has availed himself of that assistance.

Article 1D of the Geneva Convention, to which Article 12(1)(a) of the Directive refers, merely excludes from the scope of that Convention those persons who are ‘at present receiving’ protection or assistance from an organ or agency of the United Nations other than UNHCR.

It follows from the clear wording of Article 1D of the Geneva Convention that only those persons who have actually availed themselves of the assistance provided by UNRWA come within the clause excluding refugee status set out therein, which must, as such, be construed narrowly and cannot therefore also cover persons who are or have been eligible to receive protection or assistance from that agency.

While registration with UNRWA is sufficient proof of actually receiving assistance from it, such assistance can be provided even in the absence of such registration, in which case the beneficiary must be permitted to adduce evidence of that assistance by other means.

In those circumstances, the answer to the first question referred is that, for the purposes of the first sentence of Article 12(1)(a) of Directive 2004/83, a person receives protection or assistance from an agency of the United Nations other than UNHCR, when that person has actually availed himself of that protection or assistance.

 It should be added that persons who have not actually availed themselves of protection or assistance from UNRWA, prior to their application for refugee status, may, in any event, have that application examined pursuant to Article 2(c) of the Directive.

The Court considered it unnecessary to reply to the other questions referred by the Budapest Metropolitan Court.

Outcome: 

For the purposes of the first sentence of Article 12(1)(a) of Council Directive 2004/83/EC of 29 April 2004 on minimum standards for the qualification and status of third country nationals or stateless persons as refugees or as persons who otherwise need international protection and the content of the protection granted, a person receives protection or assistance from an agency of the United Nations other than UNHCR, when that person has actually availed himself of that protection or assistance.

Observations/Comments: 

The view of Advocate General Sharpston, delivered on 4 March 2010, is available here. She recommended the following response to the questions referred:

 (1)      A person comes within the scope of the first sentence of Article 12(1)(a) of Council Directive 2004/83/EC of 29 April 2004 only if he has actually availed himself of the protection or assistance of a United Nations agency other than the UNHCR. Mere entitlement to such protection or assistance does not suffice to trigger that provision.

(2)      The words ‘cessation of the agency’s protection or assistance’ mean that the person concerned is no longer in the relevant geographical area and has ceased, otherwise than of his own volition, to benefit from the protection or assistance that he enjoyed immediately before leaving that geographical area.

(3)      The words ‘the benefits of this directive’ mean recognition as a refugee and the automatic grant of refugee status.

She also highlighted that “in delineating who is and is not to be considered as a refugee, Articles 2(c), 11 and 12 reflect not only the wording but also the scheme of Article 1 of the 1951 Convention read as a whole. If the Directive contains a lacuna such that a person who fulfils both parts of Article 12(1)(a) is still excluded from being classified as a refugee, then the Directive fails correctly to transpose Member States’ international law obligations under the Convention into European Union law. That must therefore be an erroneous reading of the Directive.” She added that “the availability of subsidiary protection (78) as a further option does not affect the interpretation of Article 12(1)(a). That option is relevant only to persons who are not granted refugee status automatically by virtue of Article 12(1)(a) but who are assessed in accordance with Chapter II and who qualify for subsidiary protection under Chapter V. Under the 1951 Convention, a person must fulfil the criteria in Article 1A in order to qualify for any protection. Under the Directive, a person who falls short of meeting the equivalent criteria (set out in Article 2(c) and further elaborated in Chapter II) may still be offered a (lesser) degree of protection.”

It has to be noted that the Governments of Hungary, Belgium, Federal Republic of Germany, France, United Kingdom and the European Commission submitted their observations to the Court.

Useful information: Note on UNHCR’s Interpretation of Article 1D of the 1951 Convention relating to the Status of Refugees and Article 12(1)(a) of the EU Qualification Directive in the context of Palestinian refugees seeking international protection, May 2013.

Other sources cited: 

United Nations General Assembly Resolution No 302 (IV) of 8 December 1949 establishing the United Nations Relief and Works Agency for Palestine Refugees in the Near East (UNRWA).

United Nations General Assembly Resolution No 2252 (ES‑V) of 4 July 1967

United Nations General Assembly Resolution No 428 (V), of 14 December 1950, on the Statute of the Office of the High Commissioner for Refugees (UNHCR)

UNRWA’s ‘Consolidated Eligibility and Registration Instructions’ (‘CERI’)

Notes on Academic Writings

Kauff-Gazin, Fabienne: Demande d'un statut de réfugié, Europe 2010 Août-Septembre Comm. nº 269 p.14

Polimac, Millie: When 3 became 1: the ECJ's judgment in Bolbol, European Law Reporter 2009 p.303-306

Kosař, D.: Soudní rozhledy : mesícník ceské, zahranicní a evropské judikatury : nová soudní rozhodnutí vydávaná redakcí casopisu Právní rozhledy ve spoluprác jednotlivymi soudci 2010 nº 10 p.381-387

Cardwell, Paul James: Determining Refugee Status Under Directive 2004/83: Comment on Bolbol (C-31/09), European Law Review 2011 p.135-145

Authentic Language: 
Hungarian
Country of preliminary reference: 
Hungary
National / Other Legislative Provisions: 
Hungary - Act CXXXIX of 1997 on asylum 1997/112
Hungary - Act II of 2007 on Admission and Right of Residence of Third Country Nationals